State-of-Charge and State-of-Health Estimation in Li-Ion Batteries Using Cascade Electrochemical Model-Based Sliding-Mode Observers

Abstract

This paper proposes a cascade approach based on a sliding mode observer (SMO) for estimating the state of charge (SoC) and state of health (SoH) of lithium-ion (Li-ion) batteries using a single particle model (SPM). After convergence, the observation error signal of the current node in the cascade observer is generated from the output injection signal of the previous node’s observer. The current node’s observer generates its output injection signal, leading to its convergence. This sequential process accurately determines the observed values of each node using only the battery’s current and voltage. Subsequently, the SoC and SoH are estimated using observations of lithium-ion concentrations on the surface and inside the battery anode. The accuracy of this approach is validated using Dynamic Stress Test (DST) and Federal Urban Driving Scheme (FUDS) experimental data. A comparative analysis with conventional SMO and Extended Kalman Filter (EKF) algorithms demonstrates the approach’s effectiveness and superior performance, confirming its practical applicability.

Keywords

• Li-ion batteries
• single-particle model (SPM)
• sliding-mode observers
• state of charge
• state of health