Identifying Dynamic Changes in Water Surface Using Sentinel-1 Data Based on Genetic Algorithm and Machine Learning Techniques

Abstract

The knowledge of water surface changes provides invaluable information for water resources management and flood monitoring. However, the accurate identification of water bodies is a long-term challenge due to human activities and climate change. Sentinel-1 synthetic aperture radar (SAR) data have been drawn, increasing attention to water extraction due to the availability of weather conditions, water sensitivity and high spatial and temporal resolutions. This study investigated the abilities of random forest (RF), Extreme Gradient Boosting (XGB) and support vector machine (SVM) methods to identify water bodies using Sentinel-1 imageries in the upper stream of the Yangtze River, China. Three sets of hyper-parameters including default values, optimized by grid searches and genetic algorithms, were examined for each model. Model performances were evaluated using a Sentinel-1 image of the developed site and the transfer site. The results showed that SVM outperformed RF and XGB under the three scenarios on both the validated and transfer sites. Among them, SVM optimized by genetic algorithm obtained the best accuracy with precisions of 0.9917 and 0.985, kappa statistics of 0.9833 and 0.97, F1-scores of 0.9919 and 0.9848 on validated and transfer sites, respectively. The best model was then used to identify the dynamic changes in water surfaces during the 2020 flood season in the study area. Overall, the study further demonstrated that SVM optimized using a genetic algorithm was a suitable method for monitoring water surface changes with a Sentinel-1 dataset.

Keywords

• genetic algorithm
• flood distribution
• random forest
• XGB
• SVM