Компетенция Национальной комиссии по ценным бумагам и фондовому рынку в сфере противодействия легализации (отмыванию) доходов, полученных преступным путем

Abstract

Th e article deals with the competence of the National Commission on Securities and Stock Market in the sphere of combating legalization (laundering) criminally obtained income. Basing on current fi nancial monitoring legislation analysis authors propose to classify powers of the Commission in three groups, depending on its tasks: powers to prevent violations of law, to detect such violations and to eliminate them. Th e procedure for Commission inspections and most common violations of the law on fi nancial monitoring are determined in the article. Measures applied by Commission in response to violations of the law on countering the legalization (laundering) of criminally obtained income are widely highlighted. Such measures consist in the imposition of fi nancial sanctions, passing written demands, license suspension or revocation. Th e procedures of mutual information exchange between Commission and the State Service for Financial Monitoring of Ukraine are also reviewed in the article.

Keywords

• противодействия отмыванию доходов
• информационный обмен
• конфискация доходов
• преступность