Missing Value Imputation Methods for Electronic Health Records

Abstract

Electronic health records (EHR) are patient-level information, e.g., laboratory tests and questionnaires, stored in electronic format. Compared to physical records, the EHR alternative allows patients to access their data easily and helps staff with management procedural tasks such as information sharing across different organizations. Moreover, this type of data is commonly used by researchers for predictive and classification purposes, employing statistical and machine learning methods. However, missingness is a phenomenon that is observed very frequently for such measurements. Even though this missingness is often significant, it is usually treated poorly with either case deletion or simple methods, resulting in suboptimal and/or inaccurate predictive results. This happens because the simple methods, e.g., k-nearest neighbors (kNN) and mean/mode imputation, fail in most cases to incorporate the complex relationships that define these medical datasets. To address these limitations, in this paper we test and improve state-of-the-art missing data imputation models and practices. We propose a new missing value imputation method based on denoising autoencoders (DAE) with kNN for the pre-imputation task. We optimize the training methodology by re-applying kNN to the missing data every $N$ epochs using a different value for the variable $k$ each time to yield more accurate results. We also revise a state-of-the-art missing data imputation approach based on a generative adversarial network (GAN). Using this as a baseline, we introduce improvements regarding both the architecture and the training procedure. These models are compared with the ones usually employed within clinical research studies for both the task of imputation and post-imputation prediction. Results show that our proposed deep learning approaches outperform the standard baselines, yielding better imputation and predictive results.

Keywords

• Missing value imputation
• deep learning
• generative adversarial networks
• autoencoders
• missing data
• EHR