Atmospheric correction of vegetation reflectance with simulation-trained deep learning for ground-based hyperspectral remote sensing

Abstract

Abstract Background Vegetation spectral reflectance obtained with hyperspectral imaging (HSI) offer non-invasive means for the non-destructive study of their physiological status. The light intensity at visible and near-infrared wavelengths (VNIR, 0.4–1.0µm) captured by the sensor are composed of mixtures of spectral components that include the vegetation reflectance, atmospheric attenuation, top-of-atmosphere solar irradiance, and sensor artifacts. Common methods for the extraction of spectral reflectance from the at-sensor spectral radiance offer a trade-off between explicit knowledge of atmospheric conditions and concentrations, computational efficiency, and prediction accuracy, and are generally geared towards nadir pointing platforms. Therefore, a method is needed for the accurate extraction of vegetation reflectance from spectral radiance captured by ground-based remote sensors with a side-facing orientation towards the target, and a lack of knowledge of the atmospheric parameters. Results We propose a framework for obtaining the vegetation spectral reflectance from at-sensor spectral radiance, which relies on a time-dependent Encoder-Decoder Convolutional Neural Network trained and tested using simulated spectra generated from radiative transfer modeling. Simulated at-sensor spectral radiance are produced from combining 1440 unique simulated solar angles and atmospheric absorption profiles, and 1000 different spectral reflectance curves of vegetation with various health indicator values, together with sensor artifacts. Creating an ensemble of 10 models, each trained and tested on a separate 10% of the dataset, results in the prediction of the vegetation spectral reflectance with a testing r2 of 98.1% (±0.4). This method produces consistently high performance with accuracies >90% for spectra with resolutions as low as 40 channels in VNIR each with 40 nm full width at half maximum (FWHM) and greater, and remains viable with accuracies >80% down to a resolution of 10 channels with 60 nm FWHM. When applied to real sensor obtained spectral radiance data, the predicted spectral reflectance curves showed general agreement and consistency with those corrected by the Compound Ratio method. Conclusions We propose a method that allows for the accurate estimation of the vegetation spectral reflectance from ground-based HSI platforms with sufficient spectral resolution. It is capable of extracting the vegetation spectral reflectance at high accuracy in the absence of knowledge of the exact atmospheric compositions and conditions at time of capture, and the lack of available sensor-measured spectral radiance and their true ground-truth spectral reflectance profiles.