Deformation of Existing Shield Tunnel Adjacent to Deep Excavations: Simulation and Monitoring Analysis

Abstract

Deep excavations near subway tunnels can induce deformation, necessitating a comprehensive investigation into causal factors and mitigation strategies. Field measurements were conducted to assess both vertical and horizontal displacements of existing tunnels near a deep excavation in Shenzhen. Utilizing a validated three-dimensional finite element model that considers structure−strata interactions, this study analyzes tunnel displacements, ground movements, diaphragm wall impacts and the sensitivity of enclosure structure parameters. The results indicate that tunnel deformation correlates with enclosure structure deformation, particularly near the center of the pit. Moreover, shallow soil excavation significantly affects the vertical displacement of shallow-buried tunnels. However, the design parameters of the existing enclosure structures inadequately limit tunnel displacement. Therefore, it is crucial to intensify vertical displacement monitoring in shallow tunnels during early excavation stages and to enhance horizontal displacement monitoring during later phases. Implementing measures such as optimizing central support design or retaining soil at the pit bottom helps control maximum horizontal displacement. While support stiffness plays a greater role than retaining wall thickness, its impact on deep excavation projects is limited.

Keywords

• foundation pit
• side tunnel
• numerical simulation
• field monitoring