Heliyon (Oct 2024)

Introducing a novel dataset for facial emotion recognition and demonstrating significant enhancements in deep learning performance through pre-processing techniques

  • Nursel Yalçin,
  • Muthana Alisawi

Journal volume & issue
Vol. 10, no. 20
p. e38913

Abstract

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Facial expression recognition (FER) plays a pivotal role in various applications, ranging from human-computer interaction to psychoanalysis. To improve the accuracy of facial emotion recognition (FER) models, this study focuses on enhancing and augmenting FER datasets. It comprehensively analyzes the Facial Emotion Recognition dataset (FER13) to identify defects and correct misclassifications. The FER13 dataset represents a crucial resource for researchers developing Deep Learning (DL) models aimed at recognizing emotions based on facial features. Subsequently, this article develops a new facial dataset by expanding upon the original FER13 dataset. Similar to the FER + dataset, the expanded dataset incorporates a wider range of emotions while maintaining data accuracy. To further improve the dataset, it will be integrated with the extended Cohn-Kanade (CK+) dataset.This paper investigates the application of modern DL models to enhance emotion recognition in human faces. By training a new dataset, the study demonstrates significant performance gains compared with its counterparts. Furthermore, the article examines recent advances in FER technology and identifies critical requirements for DL models to overcome the inherent challenges of this task effectively. The study explores several DL architectures for emotion recognition in facial image datasets, with a particular focus on convolutional neural networks (CNNs). Our findings indicate that complex architecture, such as EfficientNetB7, outperforms other DL architectures, achieving a test accuracy of 78.9 %. Notably, the model surpassed the EfficientNet-XGBoost model, especially when used with the new dataset. Our approach leverages EfficientNetB7 as a backbone to build a model capable of efficiently recognizing emotions from facial images. Our proposed model, EfficientNetB7-CNN, achieved a peak accuracy of 81 % on the test set despite facing challenges such as GPU memory limitations. This demonstrates the model's robustness in handling complex facial expressions. Furthermore, to enhance feature extraction and attention mechanisms, we propose a new hybrid model, CBAM-4CNN, which integrates the convolutional block attention module (CBAM) with a custom 4-layer CNN architecture. The results showed that the CBAM-4CNN model outperformed existing models, achieving higher accuracy, precision, and recall metrics across multiple emotion classes. The results highlight the critical role of comprehensive and diverse data in enhancing model performance for facial emotion recognition.

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