Examining the Causal and Heterogeneous Influence of Three-Dimensional Urban Forms on CO₂ Emissions in 285 Chinese Cities

Abstract

Despite the efforts to examine the influence of urban forms on CO2 emissions, most studies have mainly measured urban forms from a two-dimensional perspective, with relatively little attention given to three-dimensional urban forms and their causal relationships. Utilizing the built-up area dataset from the Global Human Settlement Layer (GHSL) project and the carbon emission dataset from the China City Greenhouse Gas Working Group (CCG), we examine a causal and heterogeneous effect of three-dimensional urban forms on CO2 emissions—specifically urban height, density, and intensity—in 285 Chinese cities. The empirical results reveal a robust and positive causal effect of 3D urban forms on carbon emissions. Even when incorporating the spatial spillover effect, the positive effect of 3D urban forms remains. Moreover, GDP per capita and total population have a greater impact on urban CO2 emissions. Additionally, we find that the influence of 3D urban forms on CO2 emissions is U-shaped, with total population serving as a moderating factor in this effect. Importantly, there is significant geographic and sectoral heterogeneity in the influence of 3D urban forms on CO2 emissions. Specifically, the influence of 3D urban forms is greater in eastern cities than in non-eastern cities. Furthermore, 3D urban forms primarily influence household carbon emissions rather than industrial and transportation carbon emissions. Therefore, in response to the growing challenges of global climate change and environmental issues, urban governments should adopt various strategies to develop more rational three-dimensional urban forms to reduce CO2 emissions.

Keywords

• CO₂ emissions
• three-dimensional urban forms
• causal identification
• heterogeneous impact
• China