High-Accuracy Filtering of Forest Scenes Based on Full-Waveform LiDAR Data and Hyperspectral Images

Abstract

Airborne light detection and ranging (LiDAR) technology has been widely utilized for collecting three-dimensional (3D) point cloud data on forest scenes, enabling the generation of high-accuracy digital elevation models (DEMs) for the efficient investigation and management of forest resources. Point cloud filtering serves as the crucial initial step in DEM generation, directly influencing the accuracy of the resulting DEM. However, forest filtering presents challenges in dealing with sparse point clouds and selecting appropriate initial ground points. The introduction of full-waveform LiDAR data offers a potential solution to the problem of sparse point clouds. Additionally, advancements in multi-source data integration and machine learning algorithms have created new avenues that can address the issue of initial ground point selection. To tackle these challenges, this paper proposes a novel filtering method for forest scenes utilizing full-waveform LiDAR data and hyperspectral image data. The proposed method consists of two main steps. Firstly, we employ the improved dynamic graph convolutional neural network (IDGCNN) to extract initial ground points. In this step, we utilize three types of low-correlation features: LiDAR features, waveform features, and spectral features. To enhance its accuracy and adaptability, a self-attention module was incorporated into the DGCNN algorithm. Comparative experiments were conducted to evaluate the effectiveness of the algorithm, demonstrating that the IDGCNN algorithm achieves the highest classification accuracy with an overall accuracy (OA) value of 99.38% and a kappa coefficient of 95.95%. The second-best performer was the RandLA-net algorithm, achieving an OA value of 98.73% and a kappa coefficient of 91.68%. The second step involves refining the initial ground points using the cloth simulation filter (CSF) algorithm. By employing the CSF algorithm, non-ground points present in the initial ground points are effectively filtered out. To validate the efficacy of the proposed filtering method, we generated a DEM with a resolution of 0.5 using the ground points extracted in the first step, the refined ground points obtained with the combination of the first and second steps, and the ground points obtained directly using the CSF algorithm. A comparative analysis with 23 reference control points revealed the effectiveness of our proposed method, as evidenced by the median error of 0.41 m, maximum error of 0.75 m, and average error of 0.33 m.

Keywords

• filtering
• full-waveform LiDAR data
• hyperspectral image
• machine learning
• IDGCNN
• CSF