LiDAR-Based Estimates of Canopy Base Height for a Dense Uneven-Aged Structured Forest

Abstract

Accurate canopy base height (CBH) information is essential for forest and fire managers since it constitutes a key indicator of seedling growth, wood quality and forest health as well as a necessary input in fire behavior prediction systems such as FARSITE, FlamMap and BEHAVE. The present study focused on the potential of airborne LiDAR data analysis to estimate plot-level CBH in a dense uneven-aged structured forest on complex terrain. A comparative study of two widely employed methods was performed, namely the voxel-based approach and regression analysis, which revealed a clear outperformance of the latter. More specifically, the voxel-based CBH estimates were found to lack correlation with the reference data ( R 2 = 0.15 , r R M S E = 42.36 % ) while most CBH values were overestimated resulting in an r b i a s of − 17.52 % . On the contrary, cross-validation of the developed regression model showcased an R 2 , r R M S E and r b i a s of 0 . 61 , 18.19 % and − 0.09 % respectively. Overall analysis of the results proved the voxel-based approach incapable of accurately estimating plot-level CBH due to vegetation and topographic heterogeneity of the forest environment, which however didn’t affect the regression analysis performance.

Keywords

• canopy base height
• LiDAR
• voxel-based
• regression analysis