دولت‌پژوهی (May 2024)

The Influence of Machiavelli’s Theories on the Founding of the United States of America

  • Sadegh Saffarzadeh,
  • Mohammad Javad Gholam Reza Kashi

DOI
https://doi.org/10.22054/tssq.2021.59652.1077
Journal volume & issue
Vol. 10, no. 37
pp. 291 – 335

Abstract

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IntroductionHistorians and political scientists have long debated the key influences of the Founding Fathers of the United States in establishing the government and drafting the Constitution. Thinkers like John Locke, Montesquieu, Algernon Sidney, and James Harrington are frequently cited, yet the influence of Machiavelli’s ideas has often been overlooked. Only a few scholars, such as Walter McDougall and John Pocock, have briefly suggested the possibility that the Founding Fathers were influenced by Machiavelli’s ideas, while others, like Anthony DiMaggio, have approached the topic solely from the perspective of foreign policy and empire. Given Machiavelli’s significance as a political theorist, it is crucial to explore his potential influence on the Founding Fathers’ thoughts in establishing the American Republic. Such an examination is important because it reveals how Machiavellian principles may have shaped state-building efforts and contributed to the stability and longevity of the U.S. government and constitution.Materials and MethodsThe present study used a qualitative, text-based documentary approach and analyzed library–documentary sources to demonstrate how Machiavelli’s ideas had influenced the views of the Founding Fathers. A close examination of Chapters 2–8 of The Discourses: Book 1 was conducted to reveal Machiavelli’s influence. These chapters are considered essential because they focus on the organization of political regimes. Four of these chapters are particularly significant, as they directly address the prudent establishment of a regime and constitution, offering guidance to future founders.Results and DiscussionThe analysis revealed that the Founding Fathers were significantly influenced by Machiavelli in their understanding of human nature and the formulation of the constitution. They drew on his ideas to create a mixed regime. The Founding Fathers were also guided by Machiavelli in their approach to foreign policy, their pursuit of empire, and their definition of the role of the people as defenders of freedom and guardians of the constitution. Consequently, some of the most fundamental aspects of the United States of American were rooted in Machiavelli’s theories and perspectives, even if they were not openly acknowledged. The durability and stability of the U.S. Constitution, in contrast to the instability and variability of the French Constitution, can be attributed to the Founding Fathers’ reliance on the insights of a thinker who had gained his wisdom through “long experience of modern things and the continuous readings of ancient [things]” (Machiavelli, 1989, p. 1); who had opposed fictitious principalities and republics that existed only in theory (Ibid, p. 93). In contrast, the French pursued abstract concepts and implemented purely theoretical ideas, guided by a philosopher whose “true masterpiece” was referred to as “Reveries of the Solitary Walker” (Rousseau, 1782, p. 12). The utopian republic they aimed to establish had to remain a mere figment of the imagination. According to the findings, ConclusionAccording to the results, the Founding Fathers’ views aligned with and were shaped by Machiavelli’s theories. The findings can provide a new foundation for American studies and Machiavelli studies, and pave the way for further research. Given that the theoretical foundations underlying the establishment of the United States of America have been neglected in academic discussions in Iran, the present study can be considered a pioneering effort to address the Founding Fathers’ thoughts and the influence of other philosophers on the establishment of the U.S. government. Furthermore, by focusing on the founding principles of America, the results of the study can lead to a more realistic approach toward the U.S. and the adoption of more thoughtful strategies in foreign policy. This study does not claim that the Founding Fathers relied solely on Machiavellian theories while disregarding other intellectuals. Rather, it aimed to demonstrate that dismissing or denying Machiavelli’s influence on the establishment of the United States is both unjustified and unwise, despite the Founding Fathers not explicitly referencing his ideas. Nevertheless, by focusing on two fundamental texts, the present inquiry sought to provide meaningful insights without undermining the results. A more precise and detailed understanding of the topic requires an examination of numerous documents and extensive debates that took place during the Constitutional Convention until the adoption of the Constitution in the thirteen state assemblies.

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