Rolling Bearing Fault Diagnosis across Operating Conditions Based on Unsupervised Domain Adaptation

Abstract

In practical industrial scenarios, mechanical equipment frequently operates within dynamic working conditions. To address the challenge posed by the incongruent data distribution between source and target domains amidst varying operational contexts, particularly in the absence of labels within the target domain, this study presents a solution involving deep feature construction and an unsupervised domain adaptation strategy for rolling bearing fault diagnosis across varying working conditions. The proposed methodology commences by subjecting the original vibration signal of the bearing to a fast Fourier transform (FFT) to extract spectral information. Subsequently, an innovative amalgamation of a one-dimensional convolutional layer and an auto-encoder were introduced to construct a convolutional auto-encoder (CAE) dedicated to acquiring depth features from the spectrum. In a subsequent step, leveraging the depth features gleaned from the convolutional auto-encoder, a balanced distribution adaptation (BDA) mechanism was introduced to facilitate the domain adaptation of features from both the source and target domains. The culminating stage entails the classification of adapted features using the K-nearest neighbor (KNN) algorithm to attain cross-domain diagnosis. Empirical evaluations are conducted on two extensively used datasets. The findings substantiate that the proposed approach is capable of accomplishing the cross-domain fault diagnosis task even without labeled data within the target domain. Furthermore, the diagnostic accuracy and stability of the proposed method surpass those of various other migration and deep learning approaches.

Keywords

• convolutional auto-encoder
• balanced distribution adaption
• domain adaptation
• cross-condition fault diagnosis