Machine Learning Algorithms for the Retrieval of Canopy Chlorophyll Content and Leaf Area Index of Crops Using the PROSAIL-D Model with the Adjusted Average Leaf Angle

Abstract

The canopy chlorophyll content (CCC) and leaf area index (LAI) are both essential indicators for crop growth monitoring and yield estimation. The PROSAIL model, which couples the properties optique spectrales des feuilles (PROSPECT) and scattering by arbitrarily inclined leaves (SAIL) radiative transfer models, is commonly used for the quantitative retrieval of crop parameters; however, its homogeneous canopy assumption limits its accuracy, especially in the case of multiple crop categories. The adjusted average leaf angle (ALAadj), which can be parameterized for a specific crop type, increases the applicability of the PROSAIL model for specific crop types with a non-uniform canopy and has the potential to enhance the performance of PROSAIL-coupled hybrid methods. In this study, the PROSAIL-D model was used to generate the ALAadj values of wheat, soybean, and maize crops based on ground-measured spectra, the LAI, and the leaf chlorophyll content (LCC). The results revealed ALAadj values of 62 degrees for wheat, 45 degrees for soybean, and 60 degrees for maize. Support vector regression (SVR), random forest regression (RFR), extremely randomized trees regression (ETR), the gradient boosting regression tree (GBRT), and stacking learning (STL) were applied to simulated data of the ALAadj in 50-band data to retrieve the CCC and LAI of the crops. The results demonstrated that the estimation accuracy of singular crop parameters, particularly the crop LAI, was greatly enhanced by the five machine learning methods on the basis of data simulated with the ALAadj. Regarding the estimation results of mixed crops, the machine learning algorithms using ALAadj datasets resulted in estimations of CCC (RMSE: RFR = 51.1 μg cm−2, ETR = 54.7 μg cm−2, GBRT = 54.9 μg cm−2, STL = 48.3 μg cm−2) and LAI (RMSE: SVR = 0.91, RFR = 1.03, ETR = 1.05, GBRT = 1.05, STL = 0.97), that outperformed the estimations without using the ALAadj (namely CCC RMSE: RFR = 93.0 μg cm−2, ETR = 60.1 μg cm−2, GBRT = 60.0 μg cm−2, STL = 68.5 μg cm−2 and LAI RMSE: SVR = 2.10, RFR = 2.28, ETR = 1.67, GBRT = 1.66, STL = 1.51). Similar findings were obtained using the suggested method in conjunction with 19-band data, demonstrating the promising potential of this method to estimate the CCC and LAI of crops at the satellite scale.

Keywords

• crop chlorophyll
• crop LAI
• PROSAIL
• average leaf angle
• machine learning