Model-Based Estimation of Forest Inventory Attributes Using Lidar: A Comparison of the Area-Based and Semi-Individual Tree Crown Approaches

Abstract

The use of individual tree detection methods to support forest management inventories has been a research topic for over two decades, but a formal assessment of these methods to produce stand-level and region-level predictions of forest attributes and measures of error is lacking. We employed model-based estimation methods in conjunction with the semi-individual tree crown approach (s-ITC) to produce predictions and measures of error for tree volume (VOL), basal area (BA), stem density (DEN), and quadratic mean diameter (QMD) at the scale of forest stands and the entire study region. We compared the s-ITC approach against the area-based approach (ABA) for predictions of region-level and stand-level attributes via model-based root mean squared errors (RMSEs). The study was conducted at the Panther Creek watershed in Oregon, USA using a set of 78 field plots and aerial lidar information. For region-level attributes, s-ITC RMSEs demonstrated changes between −31% and 17% relative to ABA models. At the stand level, median s-ITC RMSEs generally increased, with changes between −29% and 414% relative to ABA models, but demonstrated important reductions in stands where segmentation provided large increases in sample size and was less prone to extrapolation than ABA models. The ABA demonstrated smaller RMSEs in stands without sampled population units for all variables. Our findings motivate further research into niche applications where s-ITC models may consistently outperform ABA models.

Keywords

• small area estimation
• tree segmentation
• lidar
• model-based inference
• linear mixed modeling